SERVICES
FINANCIAL PLANNING
WEALTH MANAGEMENT
VALUE ADDED SERVICES
BROKING
E-BROKING
DEPOSITORY
NRI DESK

During the last few years India has emerged as one of the world's fastest growing economies. India's stock markets grew not only in size but also in terms of product offerings. The increasing interest of foreign players in the domestic broking industry is a testimony to the stock market's growth. The stock market in India has also received a thrust from rise in business transactions over the years, sharp drop in brokerage fees, and transaction costs, launch of a slew of new products, and a robust regulatory environment. The broking industry in India seems to be coming of age as more broking houses are getting listed and stock exchanges are becoming de-mutualised and corporatised. The equity broking firms have also diversified to other businesses like investment banking and wealth management, which was once the turf of foreign players of international repute.

Over the years several measures - electronic trading system, dematerializing securities, corporatising and demutualising exchanges, settlement through clearing corporations, trading in derivatives - have been taken to expand the stock markets. During the last one year, the Securities and Exchange Board of India (SEBI) introduced some major policy initiatives; for instance, it made grading of IPOs mandatory; it introduced mini contracts in equity indices and option contracts with longer life tenure, and recently, it permitted short selling, and securities lending and borrowing and trading in currency futures. SEBI has invited proposals from various exchanges for setting up an exchange for small and medium enterprises (SME). SEBI is the regulatory authority for stock markets in India.

The broking industry is poised for a quantum growth in the medium to long term because the economy is moderately strong; equity culture is proliferating; new products are hitting the markets; there is wider integration with global markets, and more thrust on reforms. The Indian stock markets’ long existence, for over almost one and- a-half centuries, has enabled the broking industry to not only absorb and adopt new opportunities but also seamlessly improvise their systems, which has paved the way for its growth and diversification

SPS offers a user-friendly, state of the art trading platform that gives well-managed trading terminals. Welcome to our unique cost effective broking platform, which brings a world-class experience of online investing. Buying and Selling of shares is now just a click away. SPS provides Online-Broking Service by understanding all your investment needs.

  • Online quotes of NSE Cash / Derivative, BSE Cash, and Commodity. Create multiple market watches, default market watch NIFT, SENSEX, and Industrial. You can add NSE-Cash / Derivative & BSE script on the same market watch.
  • Single screen order/trade entry, without going through the hassles of giving transfer instructions.
  • Instant order/trade confirmation gives you similar trading experience as exchange based software without the burden of overhead and maintenance cos.
  • Two way char facility for getting outstanding research based advice on intra day and delivery trades on the same screen.
  • Get access to various online reports like margin report, Demat A/c details, trades executed, turnover report and net position report with mark to market profit/loss and realized profit.
  • View top 20 shares by value or volume traded, along with top gainers/losers.
  • A multitude of resources like charts, research, advice and online assistance helps to take informed decisions.

SPS offers Depository services to create a seamless transaction platform execute trades through depository participant with the Central Depository Services Ltd., for trading and settlement of dematerialized shares. We perform clearing services for all securities transactions through its accounts. We offer dematerialization services to individual and corporate investors.

Dematerialization and trading in the Demat mode is a safer and faster alternative to the physical existence of securities. Demat as a parallel solution offers freedom from delays, thefts, forgeries, settlement risks and paper work. This system works through Depository Participants (DPs) who offer Demat services and the securities are held in the electronic form for the investor directly by the Depository. In the times of T+2 having a Demat account linked to your trading account becomes really convenient. The non trading members also can avail of our depository services. Investors receive regular account reports and efficient services.

Every client has different financial and investment needs, hence we take a complete view of our client's wealth and help them identify their goals and requirements. We then work closely with them to develop personalized wealth planning and investment management solutions so they can manage, preserve and develop their wealth for now and for future generations.

The combination of our global expertise and specialist local knowledge enables us to protect and enhance the wealth of our clients and their families through a comprehensive range of investment services and solutions.

It is a proven fact that Equities as an asset class typically tend to outperform all other asset classes over the long run. Investing in equities, require knowledge, time and a right mind-set. Equity as an asset class also requires constant monitoring may not be possible for you to give the necessary time, given your other commitments. We recognize this, and manage your investments professionally to achieve specific investment objectives and not to forget, relieving you from the day to day hassles which investment require. SPS Share Brokers Pvt. Ltd. brings with more than 60 years of experience & expertise in equity research and stock broking. We are one of the leading portfolio service providers, when you invest through us, you can be assured of the best research being used for the investment decisions. Our equity research has been consistently ranked up compare to other wealth management service providers across India.

Wealth Management services is provided through our extensive research across Equities, Debt, Mutual Funds and Commodities. In addition to this, a dedicated Investment Advisor takes care of the financial needs of the clients. Keeping the client's profile in mind, an investment strategy will be designed by restructuring the portfolio and optimally allocating the assets to meet the Investment goals.

The wealth management solution offers a unique combination of an extensive portfolio of functions with impressive flexibility that enables end-to-end processing of investment products from diverse asset classes including structured deposits, structured notes, bonds and mutual funds.

At our NRI's desk we make the investment decisions easier by offering multiple investment options such as Mutual Funds, Insurance, a platform for trading in the Indian Equity market, Currency forward covers, and tax savings investments.

Trading in equities can be done on recognized Indian stock exchanges under the Portfolio Investment Scheme* (PIS). Online trading services can be availed and Demat, PIS, & Trading accounts can be linked to enjoy a seamless flow of funds and shares between the client's accounts.

  • Daily research Report : Daily research report will include daily strategy to invest.

  • Weekly Research Report : Weekly research report will include the report of best stocks of the week.

  • Monthly Research Report : Monthly research will contain the selected company and mutual fund report.

  • Help Desk : Dedicated help desk support to the clients and franchisee for their needs.

  • Intraday SMS : Intraday SMS on flashed news and investment ideas.

  • Two-way chat facility : Two ways online chat using the network makes the communications channel faster and gives a personalized tough.

  • Margin Funding Facilities : After proper understanding of the business SPS is to bring in funds for its clients for margin trading. The funds will result in good interest spread as well as high leveraged business.

  • Training : SPS organizes training and knowledge seminar for constant knowledge up gradation

  • Seminars & Conferences : SPS has a dedicated team which organizes a knowledge seminar and conference for the existing clients and prospective clients who facilitates optimum investment and wealth maximization ideas. Such initiatives enhance the client's loyalty, new client's acquisition and expansion of the business volume.
Attention Investors :
"Prevent Unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day .......... Issued in the interest of investors" | KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. | " No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account."
Advisory for Investors :
"Beware of fixed/guaranteed/regular returns/ capital protection schemes. Brokers or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. Please note that in case of default of a member claim for funds or securities given to the broker under any arrangement/ agreement of indicative return will not be accepted by the relevant Committee of the Exchange as per the approved norms. || Do not keep funds idle with the Stock Broker. Please note that your stock broker has to return the credit balance lying with them, within three working days in case you have not done any transaction within last 30 calendar days. Please note that in case of default of a Member, claim for funds and securities, without any transaction on the exchange will not be accepted by the relevant Committee of the Exchange as per the approved norms. || Check the frequency of accounts settlement opted for. If you have opted for running account, please ensure that your broker settles your account and, in any case, not later than once in 90 days (or 30 days if you have opted for 30 days settlement). In case of declaration of trading member as defaulter, the claims of clients against such defaulter member would be subject to norms for eligibility of claims for compensation from IPF to the clients of the defaulter member. These norms are available on Exchange website at following link: https://www.nseindia.com/invest/about-defaulter-section || Brokers are not permitted to accept transfer of securities as margin. Securities offered as margin/collateral MUST remain in the account of the client and can be pledged to the broker only by way of β€˜margin pledge’, created in the Depository system. Clients are not permitted to place any securities with the broker or associate of the broker or authorized person of the broker for any reason. Broker can take securities belonging to clients only for settlement of securities sold by the client. || Always keep your contact details viz. Mobile number/Email ID updated with the stock broker. Email and mobile number is mandatory and you must provide the same to your broker for updation in Exchange records. You must immediately take up the matter with Stock Broker/Exchange if you are not receiving the messages from Exchange/Depositories regularly. || Don't ignore any emails/SMSs received from the Exchange for trades done by you. Verify the same with the Contract notes/Statement of accounts received from your broker and report discrepancy, if any, to your broker in writing immediately and if the Stock Broker does not respond, please take this up with the Exchange/Depositories forthwith. || Check messages sent by Exchanges on a weekly basis regarding funds and securities balances reported by the trading member, compare it with the weekly statement of account sent by broker and immediately raise a concern to the exchange if you notice a discrepancy. || Please do not transfer funds, for the purposes of trading to anyone, including an authorized person or an associate of the broker, other than a SEBI registered Stock broker."