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ABOUT US
Who we are, our progress story, the supporting pillars in our growth, values that drive us..

Management

Director, Operations

Mr. Manish Dave

Over the span of two decades in the industry and experience in the Capital Market, Mr. Manish Dave has acquired an in-depth knowledge of the finance market. Heading the operations of the company, his 15 years of association and strong dedication has led SPS to reach its target. He has been like a guiding star and inspiration for the team, as it is said that an empowered organization is one in which individuals have the knowledge, skill, desire, and opportunity to personally succeed in a way that leads to collective organizational success. Mr. Dave heads the operations function of the company.

Head Compliance & Finance

Mr. Pratik Shah

A CA by qualification and having a passion for quality, auditing, and compliance, these are his domain areas. Prior to SPS, he was in the Corporate Audit Department of Asian Paints. He also has experience as an Audit and Tax Assistant with M/s H.N. Mehta Associates. With almost five years of experience, his interest lies in capital markets. Having him on the team ensures that operations run in conformity with the latest compliance policies.

Senior Manager Operations

Mr. Girish Jajoo

Girish Jajoo, a Master's degree holder in Commerce, has 17 years of experience in the Capital Market and has gathered thorough knowledge of stock market operations. He has been associated with the group for the past four years and has been coordinating franchisee-based business and overseeing the day-to-day administration of distribution business. He currently looks after operations and credit control of ACE Richesse.

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Attention Investors :
"Prevent Unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day .......... Issued in the interest of investors" | KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. | " No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account."
Advisory for Investors :
"Beware of fixed/guaranteed/regular returns/ capital protection schemes. Brokers or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. Please note that in case of default of a member claim for funds or securities given to the broker under any arrangement/ agreement of indicative return will not be accepted by the relevant Committee of the Exchange as per the approved norms. || Do not keep funds idle with the Stock Broker. Please note that your stock broker has to return the credit balance lying with them, within three working days in case you have not done any transaction within last 30 calendar days. Please note that in case of default of a Member, claim for funds and securities, without any transaction on the exchange will not be accepted by the relevant Committee of the Exchange as per the approved norms. || Check the frequency of accounts settlement opted for. If you have opted for running account, please ensure that your broker settles your account and, in any case, not later than once in 90 days (or 30 days if you have opted for 30 days settlement). In case of declaration of trading member as defaulter, the claims of clients against such defaulter member would be subject to norms for eligibility of claims for compensation from IPF to the clients of the defaulter member. These norms are available on Exchange website at following link: https://www.nseindia.com/invest/about-defaulter-section || Brokers are not permitted to accept transfer of securities as margin. Securities offered as margin/collateral MUST remain in the account of the client and can be pledged to the broker only by way of β€˜margin pledge’, created in the Depository system. Clients are not permitted to place any securities with the broker or associate of the broker or authorized person of the broker for any reason. Broker can take securities belonging to clients only for settlement of securities sold by the client. || Always keep your contact details viz. Mobile number/Email ID updated with the stock broker. Email and mobile number is mandatory and you must provide the same to your broker for updation in Exchange records. You must immediately take up the matter with Stock Broker/Exchange if you are not receiving the messages from Exchange/Depositories regularly. || Don't ignore any emails/SMSs received from the Exchange for trades done by you. Verify the same with the Contract notes/Statement of accounts received from your broker and report discrepancy, if any, to your broker in writing immediately and if the Stock Broker does not respond, please take this up with the Exchange/Depositories forthwith. || Check messages sent by Exchanges on a weekly basis regarding funds and securities balances reported by the trading member, compare it with the weekly statement of account sent by broker and immediately raise a concern to the exchange if you notice a discrepancy. || Please do not transfer funds, for the purposes of trading to anyone, including an authorized person or an associate of the broker, other than a SEBI registered Stock broker."