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Archives Notices Data
List of documents, notifications regarding compliance related requirements....
Date
Caption
Caption
02-08-2023
Disclosure of Investor Complaints_Jul23
03-07-2023
RISK DISCLOSURES ON DERIVATIVES
03-07-2023
Disclosure of Investor Complaints_Jun2023
02-06-2023
Disclosure of Investor Complaints_May2023
03-05-2023
Disclosure of Investor Complaints
03-05-2023
Disclosure of Investor Complaints
03-04-2023
Disclosure of Investor Complaints_Mar23
03-03-2023
Disclosure of Investor Complaints_Feb23
03-02-2023
Disclosure of Investor Complaints_Jan23
05-12-2022
Disclosure of Investor Complaints_Nov22
05-01-2023
Disclosure of Investor Complaints_Dec22
03-11-2022
Disclosure of Investor Complaints_Oct22
04-10-2022
Disclosure of Investor Complaints_Sep22
02-09-2022
Disclosure of Investor Complaints_Aug22
02-08-2022
Disclosure of Investor Complaints_Jul22
22-07-2022
Dos and Don’ts and best practices to be followed for CDSL demat accountholders
05-07-2022
Disclosure of Investor Complaints
02-06-2022
Disclosure of Investor Complaints
03-05-2022
Disclosure of Investor Complaints
04-04-2022
Disclosure of Investor Complaints
03-03-2022
Disclosure of Investor Complaints
07-02-2022
Disclosure of Investor Complaints
07-02-2022
Investor Charter - IA_Broking
07-02-2022
Investor Charter - DP
20-12-2021
Standard_KYC
23-09-2021
DP_Rights_Obligations
23-09-2021
Broking_Rights_Obligations_Policies_Procedures
28-07-2020
Revised POA wef 01-08-2020
24-07-2020
SEBI_Circular_on_Collection_and_Reporting_of_Margin_in_Cash_Market
24-07-2020
SEBI_Circular_on_Margin_Shortfall_Penalty
10-01-2020
Dos&Donts
12-12-2016
Vernacular Language KYCs
26-08-2016
Voluntary Policies
26-08-2016
Risk Disclosure Document
26-08-2016
Rights & Obligation Trading
26-08-2016
Rights Obligation Demat
26-08-2016
Policies & Procedures
28-02-2015
PMLA Write-up
09-10-2014
NEW KRA FORMS
01-09-2014
KYC New 1
01-07-2014
RMS POLICY
02-06-2014
Freezing of Non KRA KYC Compliant Accounts
30-05-2014
KRA - KYC - Non Individual
30-05-2014
KRA - KYC Individuals
01-01-2014
DP-BO Rights and Obligations
01-01-2014
Simplification of demat account opening process
11-10-2012
Basic Services Demat A/c
10-10-2012
KYC Risk Disclosure
10-10-2012
KYC Instructions
10-10-2012
KYC A/c Opening
10-10-2012
Policies 7 Procedures
02-03-2012
SEBI Caution for Investors
03-01-2012
SEBI Toll-free Helpline Service for Investors
08-12-2011
NEW KYC
08-12-2011
SPS Policy
24-10-2011
Trading in IPO & Relisted Securities
01-10-2011
MCX Commodities - Client Code Modification
01-10-2011
SEBI -Derivatives Margin Penalty
01-09-2011
SEBI Circular- Client Code Modifications
09-09-2011
Advisory from BSE for Trading in Illiquid Securities
11-08-2011
SEBI Circular - Short-collection/Non-collection of clientmargins(Derivatives Segments)
07-07-2011
SEBI - Client Code Modification
19-03-2011
SEBI - Caution to Investors
01-10-2010
Member Client Agreement
01-10-2010
Risk Disclosure Document
01-10-2010
Policies
27-08-2010
Arbitration Mechanism
06-08-2010
FAQ on Options on USD-INR Currency
22-06-2010
Cheque Deposit by Branches
11-06-2010
Addendum for Clients
10-06-2010
RBI Circular
24-05-2010
Anti Money Laundering (AML) - FAQs
02-04-2010
Guide to understand an Offer Document
11-02-2010
RMS Policy - SPS
11-02-2010
SEBI - Caution to Investors
02-01-2010
DP Forms for Email
02-06-2009
CDSL - SMART (SMS) Registration
02-06-2009
CDSL - ELectronic Statements for existing clients
02-06-2009
CDSL - Nomination Form
15-05-2009
CDSL Facilities Registration
24-07-2008
Demat Instruction Books
25-06-2008
In Person Verification
15-05-2008
Auction Charges
13-05-2008
Increase in Transaction Charges
24-03-2008
Non - Recoverables
19-03-2008
Cheque Return Charges
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