Archives Notices Data
List of documents, notifications regarding compliance related requirements....
Disclosure of Investor Complaints_Jul23
RISK DISCLOSURES ON DERIVATIVES
Disclosure of Investor Complaints_Jun2023
Disclosure of Investor Complaints_May2023
Disclosure of Investor Complaints
Disclosure of Investor Complaints
Disclosure of Investor Complaints_Mar23
Disclosure of Investor Complaints_Feb23
Disclosure of Investor Complaints_Jan23
Disclosure of Investor Complaints_Nov22
Disclosure of Investor Complaints_Dec22
Disclosure of Investor Complaints_Oct22
Disclosure of Investor Complaints_Sep22
Disclosure of Investor Complaints_Aug22
Disclosure of Investor Complaints_Jul22
Dos and Don’ts and best practices to be followed for CDSL demat accountholders
Disclosure of Investor Complaints
Disclosure of Investor Complaints
Disclosure of Investor Complaints
Disclosure of Investor Complaints
Disclosure of Investor Complaints
Disclosure of Investor Complaints
Investor Charter - IA_Broking
Investor Charter - DP
Standard_KYC
DP_Rights_Obligations
Broking_Rights_Obligations_Policies_Procedures
Revised POA wef 01-08-2020
SEBI_Circular_on_Collection_and_Reporting_of_Margin_in_Cash_Market
SEBI_Circular_on_Margin_Shortfall_Penalty
Dos&Donts
Vernacular Language KYCs
Voluntary Policies
Risk Disclosure Document
Rights & Obligation Trading
Rights Obligation Demat
Policies & Procedures
PMLA Write-up
NEW KRA FORMS
KYC New 1
RMS POLICY
Freezing of Non KRA KYC Compliant Accounts
KRA - KYC - Non Individual
KRA - KYC Individuals
DP-BO Rights and Obligations
Simplification of demat account opening process
Basic Services Demat A/c
KYC Risk Disclosure
KYC Instructions
KYC A/c Opening
Policies 7 Procedures
SEBI Caution for Investors
SEBI Toll-free Helpline Service for Investors
NEW KYC
SPS Policy
Trading in IPO & Relisted Securities
MCX Commodities - Client Code Modification
SEBI -Derivatives Margin Penalty
SEBI Circular- Client Code Modifications
Advisory from BSE for Trading in Illiquid Securities
SEBI Circular - Short-collection/Non-collection of clientmargins(Derivatives Segments)
SEBI - Client Code Modification
SEBI - Caution to Investors
Member Client Agreement
Risk Disclosure Document
Policies
Arbitration Mechanism
FAQ on Options on USD-INR Currency
Cheque Deposit by Branches
Addendum for Clients
RBI Circular
Anti Money Laundering (AML) - FAQs
Guide to understand an Offer Document
RMS Policy - SPS
SEBI - Caution to Investors
DP Forms for Email
CDSL - SMART (SMS) Registration
CDSL - ELectronic Statements for existing clients
CDSL - Nomination Form
CDSL Facilities Registration
Demat Instruction Books
In Person Verification
Auction Charges
Increase in Transaction Charges
Non - Recoverables
Cheque Return Charges