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  • Archives Notices Data
    List of documents, notifications regarding compliance related requirements....
    Disclosure of Investor Complaints_Jul23
    RISK DISCLOSURES ON DERIVATIVES
    Disclosure of Investor Complaints_Jun2023
    Disclosure of Investor Complaints_May2023
    Disclosure of Investor Complaints
    Disclosure of Investor Complaints
    Disclosure of Investor Complaints_Mar23
    Disclosure of Investor Complaints_Feb23
    Disclosure of Investor Complaints_Jan23
    Disclosure of Investor Complaints_Nov22
    Disclosure of Investor Complaints_Dec22
    Disclosure of Investor Complaints_Oct22
    Disclosure of Investor Complaints_Sep22
    Disclosure of Investor Complaints_Aug22
    Disclosure of Investor Complaints_Jul22
    Dos and Don’ts and best practices to be followed for CDSL demat accountholders
    Disclosure of Investor Complaints
    Disclosure of Investor Complaints
    Disclosure of Investor Complaints
    Disclosure of Investor Complaints
    Disclosure of Investor Complaints
    Disclosure of Investor Complaints
    Investor Charter - IA_Broking
    Investor Charter - DP
    Standard_KYC
    DP_Rights_Obligations
    Broking_Rights_Obligations_Policies_Procedures
    Revised POA wef 01-08-2020
    SEBI_Circular_on_Collection_and_Reporting_of_Margin_in_Cash_Market
    SEBI_Circular_on_Margin_Shortfall_Penalty
    Dos&Donts
    Vernacular Language KYCs
    Voluntary Policies
    Risk Disclosure Document
    Rights & Obligation Trading
    Rights Obligation Demat
    Policies & Procedures
    PMLA Write-up
    NEW KRA FORMS
    KYC New 1
    RMS POLICY
    Freezing of Non KRA KYC Compliant Accounts
    KRA - KYC - Non Individual
    KRA - KYC Individuals
    DP-BO Rights and Obligations
    Simplification of demat account opening process
    Basic Services Demat A/c
    KYC Risk Disclosure
    KYC Instructions
    KYC A/c Opening
    Policies 7 Procedures
    SEBI Caution for Investors
    SEBI Toll-free Helpline Service for Investors
    NEW KYC
    SPS Policy
    Trading in IPO & Relisted Securities
    MCX Commodities - Client Code Modification
    SEBI -Derivatives Margin Penalty
    SEBI Circular- Client Code Modifications
    Advisory from BSE for Trading in Illiquid Securities
    SEBI Circular - Short-collection/Non-collection of clientmargins(Derivatives Segments)
    SEBI - Client Code Modification
    SEBI - Caution to Investors
    Member Client Agreement
    Risk Disclosure Document
    Policies
    Arbitration Mechanism
    FAQ on Options on USD-INR Currency
    Cheque Deposit by Branches
    Addendum for Clients
    RBI Circular
    Anti Money Laundering (AML) - FAQs
    Guide to understand an Offer Document
    RMS Policy - SPS
    SEBI - Caution to Investors
    DP Forms for Email
    CDSL - SMART (SMS) Registration
    CDSL - ELectronic Statements for existing clients
    CDSL - Nomination Form
    CDSL Facilities Registration
    Demat Instruction Books
    In Person Verification
    Auction Charges
    Increase in Transaction Charges
    Non - Recoverables
    Cheque Return Charges